WORD-MEANING 4 ñòðàíèöà
homonymy of individual word-forms or of partial homonymy. This is true of a number of other cases, e.g. compare find[faind], found [faund], found[faund], and found[faund], founded['faundid], founded['faundid]; know[nou], knows[nouz], knew[nju:], and no[nou]; nose[nouz], noses ['nouzis]; new[nju:] in which partial homonymy is observed.
§ 33. Classification of Homonyms |
Consequently all cases of homonymy may be classified into full and partial homonymy — i.e. homonymy of words and homonymy of individual word-forms.
The bulk of full homonyms are to be found within the same parts of speech (e.g. seal1n— seal2n), partial homonymy as a rule is observed in word-forms belonging to different parts of speech (e.g. seal1n — seal3v). This is not to say that partial homonymy is impossible within one part of speech. For instance in the case of the two verbs — lie[lai] — ‘to be in a horizontal or resting position’ and He [lai] — ‘to make an untrue statement' — we also find partial homonymy as only two word-forms [lai], [laiz] are homonymous, all other forms of the two verbs are different. Cases of full homonymy may be found in different parts of speech too; e.g. for [fo:] — preposition, for[fo:] — conjunction and four[fo:] — numeral, as these parts of speech have no other word-forms.
Homonyms may be also classified by the type of meaning into lexical, lexico-grammatical and grammatical homonyms. In seal1n and seal2n, e.g., the part-of-speech meaning of the word and the grammatical meanings of all its forms are identical (cf. seal[si:l] Common Case Singular, seal’s [si:lz] Possessive Case Singular for both seal1and seal2).The difference is confined to the lexical meaning only: seal1denotes ‘a sea animal’, ‘the fur of this animal’, etc., seal2 — ‘a design printed on paper, the stamp by which the design is made’, etc. So we can say that seal2and seal1 are lexical homonyms because they differ in lexical meaning.
If we compare seal1 — ‘a sea animal’, and (to) seal3 — ‘to close tightly, we shall observe not only a difference in the lexical meaning of their homonymous word-forms but a difference in their grammatical meanings as well. Identical sound-forms, i.e. seals[si:lz] (Common Case Plural of the noun) and (he) seals[si:lz] (third person Singular of the verb) possess each of them different grammatical meanings. As both grammatical and lexical meanings differ we describe these homonymous word-forms as lexico-grammatical.
Lexico-grammatical homonymy generally implies that the homonyms in question belong to different parts of speech as the part-of-speech meaning is a blend of the lexical and grammatical semantic components. There may be cases however when lexico-grammatical homonymy is observed within the same part of speech, e.g., in the verbs (to) find[faind] and (to) found[faund], where the homonymic word-forms: found[faund] — Past Tense of (to) findand found[faund] — Present Tense of (to) founddiffer both grammatically and lexically.
Modern English abounds in homonymic word-forms differing in grammatical meaning only. In the paradigms of the majority of verbs the form of the Past Tense is homonymous with the form of Participle II, e.g. asked[a:skt] — asked[a:skt]; in the paradigm of nouns we usually
find homonymous forms of the Possessive Case Singular and the Common Case Plural, e.g. brother’s ['br0Dqz] — brothers['br0Dqz]. It may be easily observed that grammatical homonymy is the homonymy of different word-forms of one and the same word.
The two classifications: full and partial homonymy and lexical, lexico-grammatical and grammatical homonymy are not mutually exclusive. All homonyms may be described on the basis of the two criteria — homonymy of all forms of the word or only some of the word-forms and also by the type of meaning in which homonymous words or word-forms differ. So we speak of the full lexical homonymy of sea1n and seal2n, of the partial lexical homonymy of lie1vand lie2 v,and of the partial lexico-grammatical homonymy of seal1n and seal3v.
§ 34. Some Peculiarities of Lexico-Grammatical Homonymy |
It should be pointed out that in the classification discussed above one of the groups, namely lexico-grammatical homonymy, is not homogeneous. This can be seen by analysing the relationship between two pairs of lexico-grammatical homonyms, e.g.
1. seal1 n — ‘a sea animal’; seal3v — ‘to close tightly as with a seal’;
2. seal2 n — ‘a piece of wax, lead’; seal3v— ‘toclose tightly as with a seal’.
We can see that seal1n and seal3vactually differ in both grammatical and lexical meanings. We cannot establish any semantic connection between the meaning ‘a sea animal’ and ‘to close tightly’. The lexical meanings of seal2 n and seal3v are apprehended by speakers as closely related. The noun and the verb both denote something connected with “a piece of wax, lead, etc., a stamp by means of which a design is printed on paper and paper envelopes are tightly closed". Consequently the pair seal2 n — seal3 v does not answer the description of homonyms as words or word-forms that sound alike but differ in lexical meaning. This is true of a number of other cases of lexico-grammatical homonymy, e.g. workn — (to) work v; papern — (to) paperv; loven — (to) lovev and so on. As a matter of fact all homonyms arising from conversion have related meanings. As a rule however the whole of the semantic structure of such words is not identical. The noun paper,e.g., has at least five meanings (1. material in the form of sheets, 2. a newspaper, 3. a document, 4. an essay, 5. a set of printed examination questions) whereas the verb (to) paperpossesses but one meaning ‘to cover with wallpaper’.
Considering this peculiarity of lexico-grammatical homonyms we may subdivide them into two groups: A. identical in sound-form but different in their grammatical and lexical meanings (seal1 n — seal3 v), and B. identical in sound-form but different in their grammatical meanings and partly different in their lexical meaning, i.e. partly different in their semantic structure (seal3n — seal3v;papern— (to) paperv). Thus the definition of homonyms as words possessing identical sound-form but different semantic structure seems to be more exact as it allows of a better understanding of complex cases of homonymy, e.g. seal1 n — seal2 n; seal3 v — seal4 v which can be analysed into homonymic pairs, e.g. seal1 n — seal2 n lexical homonyms; seal1 n — seal3v — lexico-
grammatical homonyms, subgroup A; seal2 n— seal3v — lexico-grammatical homonyms, subgroup B.
§ 35. Graphic and Sound-Form of Homonyms |
In the discussion of the problem of homonymy we proceeded from the assumption that words are two-facet units possessing both sound-form and meaning, and we deliberately disregarded their graphic form. Some linguists, however, argue that the graphic form of words in Modern English is just as important as their sound-form and should be taken into consideration in the analysis and classification ■ of homonyms. Consequently they proceed from definition of homonyms as words identical in sound-form or spelling but different in meaning. It follows that in their classification of homonyms all the three aspects: sound-form, graphic form and meaning are taken into account. Accordingly they classify homonyms into homographs, homophones and perfect homonyms.
Homographs are words identical in spelling, but different both in their sound-form and meaning, e.g. bown [bou] — ‘a piece of wood curved by a string and used for shooting arrows’ and bown [bau] — ‘the bending of the head or body’; tearn [tia] — ‘a drop of water that comes from the eye’ and tearv [tea] — ‘to pull apart by force’.
Homophones are words identical in sound-form but different both in spelling and in meaning, e.g. sean and seev; son n and sunn.
Perfect homonyms are words identical both in spelling and in sound-form but different in meaning, e.g. case1 n — ’something that has happened’ and case2 n — ‘a box, a container’.
§ 36. Sources of Homonymy |
The description of various types of homonyms in Modern English would be incomplete if we did not give a brief outline of the diachronic processes that account for their appearance.
The two main sources of homonymy are: 1) diverging meaning development of a polysemantic word, and 2) converging sound development of two or more different words. The process of diverging meaning development can be observed when different meanings of the same word move so far away from each other that they come to be regarded as two separate units. This happened, for example, in the case of Modern English flowerand flourwhich originally were one word (ME. flour,cf. OFr. flour, flor, L. flos — florem)meaning ‘the flower’ and ‘the finest part of wheat’. The difference in spelling underlines the fact that from the synchronic point of view they are two distinct words even though historically they have a common origin.
Convergent sound development is the most potent factor in the creation of homonyms. The great majority of homonyms arise as a result of converging sound development which leads to the coincidence of two or more words which were phonetically distinct at an earlier date. For example, OE. ic and OE. åàzå have become identical in pronunciation (MnE. I [ai] and eye[ai]). A number of lexico-grammatical homonyms appeared as a result of convergent sound development of the verb and the noun (cf. MnE. love — (to) loveand OE. lufu — lufian).
Words borrowed from other languages may through phonetic convergence become homonymous. ON. rasand Fr. race are homonymous in Modern English (cf. race1 [reis] — ‘running’ and race2 [reis] — ‘a distinct ethnical stock’).
§ 37. Polysemy and Homonymy: Etymological and Semantic Criteria |
One of the most debatable problems in semasiology is the demarcation line between homonymy and polysemy, i.e. between different meanings of one word and the meanings of two homonymous words.
If homonymy is viewed diachronically then all cases of sound convergence of two or more words may be safely regarded as cases of homonymy, as, e.g., race1and race2can be traced back to two etymologically different words. The cases of semantic divergence, however, are more doubtful. The transition from polysemy to homonymy is a gradual process, so it is hardly possible to point out the precise stage at which divergent semantic development tears asunder all ties between the meanings and results in the appearance of two separate words. In the case of flower, flour,e.g., it is mainly the resultant divergence of graphic forms that gives us grounds to assert that the two meanings which originally made up the semantic structure of îne word are now apprehended as belonging to two different words.
Synchronically the differentiation between homonymy and polysemy is as a rule wholly based on the semantic criterion. It is usually held that if a connection between the various meanings is apprehended by the speaker, these are to be considered as making up the semantic structure of a polysemantic word, otherwise it is a case of homonymy, not polysemy.
Thus the semantic criterion implies that the difference between polysemy and homonymy is actually reduced to the differentiation between related and unrelated meanings. This traditional semantic criterion does not seem to be reliable, firstly, because various meanings of the same word and the meanings of two or more different words may be equally apprehended by the speaker as synchronically unrelated. For instance, the meaning ‘a change in the form of a noun or pronoun’ which is usually listed in dictionaries as one of the meanings of case1seems to be synchronically just as unrelated to the meanings of this word as ’something that has happened’, or ‘a question decided in the court of law’ to the meaning of case2 — ‘abox, a container’, etc.
Secondly, in the discussion of lexico-grammatical homonymy it was pointed out that some of the meanings of homonyms arising from conversion (e.g. seal2n— seal3v;papern— paperv) are related, so this criterion cannot be applied to a large group of homonymous word-forms in Modern English. This criterion proves insufficient in the synchronic analysis of a number of other borderline cases, e.g. brother — brothers — ’sons of the same parent’ and brethren — ‘fellow members of a religious society’. The meanings may be apprehended as related and then we can speak of polysemy pointing out that the difference in the morphological structure of the plural form reflects the difference of meaning. Otherwise we may regard this as a case of partial lexical homonymy.
It is sometimes argued that the difference between related and unrelated meanings may be observed in the manner in which the meanings of polysemantic words are as a rule relatable. It is observed that different meanings of one word have certain stable relationship which are not to be found ‘between the meanings of two homonymous words. A clearly perceptible connection, e.g., can be seen in all metaphoric or metonymic meanings of one word (cf., e.g., footof theman— footof the mountain, loudvoice — loudcolours, etc.,1 cf. also deepwell and deepknowledge, etc.).
Such semantic relationships are commonly found in the meanings of one word and are considered to be indicative of polysemy. It is also suggested that the semantic connection may be described in terms of such features as, e.g., form and function (cf. hornof an animal and hornas an instrument), or process and result (to run — ‘move with quick steps’ and a run — act of running).
Similar relationships, however, are observed between the meanings of two partially homonymic words, e.g. to runand a runin the stocking.
Moreover in the synchronic analysis of polysemantic words we often find meanings that cannot be related in any way, as, e.g. the meanings of the word casediscussed above. Thus the semantic criterion proves not only untenable in theory but also rather vague and because of this impossible in practice as in many cases it cannot be used to discriminate between several meanings of one word and the meanings of two different words.
§ 38. Formal Criteria: Distribution and Spelling |
The criterion of distribution suggested by some linguists is undoubtedly helpful, but mainly in cases of lexico-grammatical and grammatical homonymy. For example, in the homonymic pair paper « — (to) paperv the noun may be preceded by the article and followed by a verb; (to) papercan never be found in identical distribution. This formal criterion can be used to discriminate not only lexico-grammatical but also grammatical homonyms, but it often fails in cases of lexical homonymy, not differentiated by means of spelling.
Homonyms differing in graphic form, e.g. such lexical homonyms as knight — nightor flower — flour,are easily perceived to be two different lexical units as any formal difference of words is felt as indicative of the existence of two separate lexical units. Conversely lexical homonyms identical both in pronunciation and spelling are often apprehended as different meanings of one word.
It is often argued that in general the context in which the words are used suffices to establish the borderline between homonymous words, e.g. the meaning of case1in several cases of robberycan be easily differentiated from the meaning of case2in a jewel case, a glass case.This however is true of different meanings of the same word as recorded in dictionaries, e.g. of case, as can be seen by comparing the case will be tried in the law-courtand the possessive case of the noun.
1 See ‘Semasiology’, § 23, p. 31. 44
Thus, the context serves to differentiate meanings but is of little help in distinguishing between homonymy and polysemy. Consequently we have to admit that no formal means have as yet been found to differentiate between several meanings of one word and the meanings of its homonyms.
In the discussion of the problems of polysemy and homonymy we proceeded from the assumption that the word is the basic unit of language.1 Some linguists hold that the basic and elementary units at the semantic level of language are the lexico-semantic variants of the word, i.e. individual word-meanings. In that case, naturally, we can speak only of homonymy of individual lexico-semantic variants, as polysemy is by definition, at least on the synchronic plane, the coexistence of several meanings in the semantic structure of the word.
§ 39. Summary and Conclusions |
1. Homonyms are words that sound alike but have different semantic structure. The problem of homonymy is mainly the problem of differentiation between two different semantic structures of identically sounding words.
2. Homonymy of words and homonymy of individual word-forms may be regarded as full and partial homonymy. Cases of full homonymy are generally observed in words belonging to the same part of speech. Partial homonymy is usually to be found in word-forms of different parts of speech.
3. Homonymous words and word-forms may be classified by the type of meaning that serves to differentiate between identical sound-forms. Lexical homonyms differ in lexical meaning, lexico- grammatical in both lexical and grammatical meanings, whereas grammatical homonyms are those that differ in grammatical meaning only.
Lexico-grammatical homonyms are not homogeneous. Homonyms arising from conversion have some related lexical meanings in their semantic structure. Though some individual meanings may be related the whole of the semantic structure of homonyms is essentially different.
5. If the graphic form of homonyms is taken into account, they are classified on the basis of the three aspects — sound-form, graphic form and meaning — into three big groups: homographs (identical graphic form), homophones ‘ (identical sound-form) and perfect homonyms (identical sound-form and graphic form).
6. The two main sources of homonymy are: 1) diverging meaning development of a polysemantic word, and 2) convergent sound development of two or more different words. The latter is the most potent factor in the creation of homonyms.
7. The most debatable problem of homonymy is the demarcation line “between homonymy and polysemy, i.e. between different meanings of one word and the meanings of two or more phonemically different words.
1 See ‘Introduction’, § 2.
8. The criteria used in the synchronic analysis of homonymy are: 1) the semantic criterion of related or unrelated meanings; 2) the criterion of spelling; 3) the criterion of distribution.
There are cases of lexical homonymy when none of the criteria enumerated above is of any avail. In such cases the demarcation line between polysemy and homonymy is rather fluid.
9. The problem of discriminating between polysemy and homonymy in theoretical linguistics is closely connected with the problem of the basic unit at the semantic level of analysis.
WORD-MEANING IN SYNTAGMATICS AND PARADIGMATICS
It is more or less universally recognised that word-meaning can be perceived through intralinguistic relations that exist between words. This approach does not in any way deny that lexical items relate to concrete features of the real world but it is suggested that word-meaning is not comprehensible solely in terms of the referential approach.1
Intralinguistic relations of words are basically of two main types: syntagmatic and paradigmatic.
Syntagmatic relations define the meaning the word possesses when it is used in combination with other words in the flow of speech. For example, compare the meaning of the verb to getin He got a letter, He got tired, He got to Londonand He could not get the piano through the door.
Paradigmatic relations are those that exist between individual lexical items which make up one of the subgroups of vocabulary items, e.g. sets of synonyms, lexico-semantic groups, etc.
Paradigmatic relations define the word-meaning through its interrelation with other members of the subgroup in question. For example, the meaning of the verb to get can be fully understood only in comparison with other items of the synonymic set: get, obtain, receive, etc. Cf. He got a letter, he received a letter, he obtained a letter, etc. Comparing the sentences discussed above we may conclude that an item in a sentence can be usually substituted by one or more than one other items that have identical part-of-speech meaning and similar though not identical lexical meaning.
The difference in the type of subgroups the members of which are substitutable in the flow of speech is usually described as the difference between closed and open se,ts of lexical items. For example, any one of a number of personal pronouns may occur as the subject of a sentence and the overall sentence structure remains the same. These pronouns are strictly limited in number and therefore form a closed system in which to say he is to say notI, notyou, etc. To some extent the meaning of heis defined by the other items in the system (cf., e.g., the English I, you,etc., and the Russian ÿ, òû, âû, etc.).Thesets of items in which the choice
1 See ‘Semasiology’, § 4, p. 18. 46
is limited to a finite number of alternatives as here are described as closed systems.
The members of closed systems are strictly limited in number and no addition of new items is possible.
The sets in which the number of alternatives is practically infinite as they are continually being adapted to new requirements by the addition of new lexical items are described as open systems. Closed systems are traditionally considered to be the subject matter of grammar, open systems such as lexico-semantic fields, hyponymic, synonymic sets, etc.1 are studied by lexicology.
The distinction between syntagmatic and paradigmatic relations is conventionally indicated by horizontal and vertical presentation as is shown below.
§ 40. Polysemy and Context |
From the discussion of the paradigmatic and syntagmatic relations it follows that a full understanding of the semantic structure of any lexical item can be gained only from the study of a variety of contexts in which the word is used, i.e. from the study of the intralinguistic relations of words in the flow of speech. This is of greatest importance in connection with the problem of the synchronic approach to polysemy.
It will be recalled that in analysing the semantic structure of the polysemantic word tablewe observed that some meanings are representative of the word in isolation, i.e. they invariably occur to us when we hear the word or see it written on paper. Other meanings come to the fore only when the word is used in certain contexts. This is true of all polysemantic words. The adjective yellow,e.g., when used in isolation is understood to denote a certain colour, whereas other meanings of this word, e.g. ‘envious’, ‘suspicious’ or ‘sensational’, ‘corrupt’, are perceived only in certain contexts, e.g. ‘a yellow look’, ‘the yellow press’, etc.
As can be seen from the examples discussed above we understand by the term context the minimal stretch of speech determining each individual meaning of the word. This is not to imply that polysemantic words have meanings only in the context. The semantic structure of the word has an objective existence as a dialectical entity which embodies
1 See ‘Semasiology’, §§ 45-50, pp. 51-61.
dialectical permanency and variability. The context individualises themeanings, brings them out. It is in this sense that we say that meaning isdetermined by context.
The meaning or meanings representative of the semantic structure of the word and least dependent on context are usually described as free ordenominative meanings. Thus we assume that the meaning ‘a piece of furniture’ is the denominative meaning of the word table,the meaning ‘construct, produce’ is the free or denominative meaning of the verb make.
The meaning or meanings of polysemantic words observed only incertain contexts may be viewed as determined either by linguistic (orverbal) contexts or extra-linguistic (non-verbal) contexts.
The two more or less universally recognised main types of linguistic contexts which serve to determine individual meanings of words are the lexical context and the grammatical context. These types are differentiated depending on whether the lexical or the grammatical aspect is predominant in determining the meaning.
§ 41. Lexical Context |
In lexical contexts of primary importance are the groups of lexical items combined with the polysemantic word under consideration. This can be illustrated by analysing different lexical contexts in which polysemantic words are used. The adjective heavy,e.g., in isolation is understood as meaning ‘of great weight, weighty’ (heavy load, heavy table,etc.). When combined with the lexical group of words denoting natural phenomena such as wind, storm, snow,etc., it means ’striking, falling with force, abundant’ as can be seen from the contexts, e.g. heavy rain, wind, snow, storm,etc. In combination with the words industry, arms, artilleryand the like, heavyhas the meaning ‘the larger kind of something’ as in heavy industry, heavy artillery,etc.
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